Job details

Finance Regulatory Compliance Manager

Region: Midlands

Location: Stratford-upon-Avon

Contract type: Permanent

Reference number: FIND00571

Closing date: 28th October 2021

Apply now

Your mobile application

You may find making an application much easier from a desktop computer. So why not forward yourself a link to this vacancy to pick up and apply on a desktop or laptop later. Alternatively you can send the link to someone you think would be suitable for the role.

About the role

An exciting opportunity has arisen within our Financial Reporting and Controls division for a Finance Regulatory Compliance Manager to lead a small specialist team responsible for compliance oversight and managing and controlling regulatory compliance data within NFU Mutual and our third-party administrators.


The team produce returns to comply with regulatory and internal reporting requirements as well as providing technical compliance insight to the Board to help guide business decisions and safeguard both our customer’s and our own assets.


This role will draw upon draw your knowledge of regulations (especially CASS), upon your problem-solving skills, and upon your ability to champion best practice in compliance and risk across the business.


There will also be opportunities to get involved in project activities to support with continuous improvement and change within the function.


Duties will include:



  • Develop and monitor processes, systems, and controls within NFUM and its third-party administrators to manage and mitigate regulatory compliance risks efficiently and safeguard NFUM's and Customer’s assets

  • Maintain and review comprehensive compliance controls, data, and reports to meet both regulatory requirements and internal reporting needs.

  • Guide and advise on regulatory compliance strategy to enable us to make fully informed decisions.

  • Anticipate and assess the compliance impact of legal and regulatory.

  • Build effective relations with regulatory and professional bodies to protect our reputation and ensure it is appropriately represented within the industry.

  • Plan, forecast and monitor capital funding resource requirements through internal and external reporting.

  • Lead direct reports so that they achieve objectives and realise their full potential

What we're looking for


  • Expert knowledge of compliance principles and practices within the financial sector (especially CASS).

  • Experience managing business controls and regulatory/statutory requirements.

  • Experience problem solving and adapting to change.

  • Expert knowledge of business and compliance systems.

  • Strong communication skills (ability to explain complex compliance information in written and verbal form to compliance and non-compliance audiences).

  • Whilst it is not essential to be a qualified accountant you will have a relevant professional financial industry qualification such as CISI (member level or above), CIMA, ACA, ACCA or equivalent.

What we can offer

At NFU Mutual we pride ourselves on being “a great place to work” and one of only 39 companies across the globe, and the only organisation with headquarters in the UK, to receive a Gallup Exceptional Workplace 2021 award. We were also named in the LinkedIn Top 25 Companies List 2021. When you join our team, you can expect a supportive culture and an attractive range of rewards and benefits including:



  • Salary – Up to £65,000 (depending on experience)

  • Annual bonus (up to 25%) 

  • Contributory pension scheme (maximum of 12% company contribution)

  • 28 days holiday per annum (additional holiday purchase scheme)

  • Private medical insurance

  • Employee discounts 

  • Gym subsidy  

  • Health and wellbeing plan

  • Discounted Insurance on all NFU Mutual Policies


NFU Mutual are happy to offer its employees informal homeworking. Our team is located in Stratford-upon-Avon and it would be expected that on average, 50% of your working time would be located from this office, with the remaining days home based should you wish. Due to COVID-19, our employees continue to work from home and a return to the office is being planned for later in the year.

About us

One of the UK’s leading general insurance and financial services companies, NFU Mutual has been meeting our customers’ needs for over 100 years.


Our employees are important to us. We empower and inspire them to perform, offer opportunities to grow and we recognise and reward their contribution. They are proud to work for a company that respects them and broader communities, and they trust us to be financially sustainable so we are successful now, and in the future.

Apply now

Stratford-upon-Avon

NFU Mutual Careers - Our Offices - Tiddington Office Exterior.png

Tiddington Road
Stratford upon Avon
Warwickshire
CV37 7BJ

Visit the Stratford-upon-Avon (Tiddington) office

Vacancy managed by

Lee Clarke

Email me

NFU Mutual Jobs - Careers Website - Pricing Image 4.jpg

About NFU Mutual

We are a leading provider of General Insurance and Financial Services. From our strong farming roots we’ve grown to become a UK-wide organisation, turning over £1billion annually. Yet success hasn’t gone to our heads. We’re proud to remain completely customer focused, down-to-earth and committed to the rural communities we’ve grown from.

Our ethos - of trust, respect and personal service - lies at the heart of all we do and has seen us build an enviable reputation for exceptional member loyalty. Though we’ve been in business for over 110 years, we have big ambitions for the future. And that’s why we’re looking for talented people to join our growing organisation. Talented people like you.